Who we are

DH Frederick Securities, Inc. specializes in assisting clients with satisfying Capital needs. As a subsidiary of Frederick Capital Corporation, it benefits from the over twenty year enviable track record for successfully completing assignments it has undertaken on behalf of Public and Private firms, management teams, individuals, investor groups, and multi generational family businesses.

DH Frederick Securities, Inc. - Investment Banking Services

Dolliver H. Frederick, CM&AA, CBI, M&AMI, CMC

An internationally respected professional in the Investment Banking business. Dolliver Frederick is founder, President and Chief Executive Officer of Frederick Capital Corporation.

CM&AA (Certified in Mergers and Acquisitions by the Alliance of Merger & Acquisition Advisors (AM&AA).
Lifetime CBI (Certified Business Intermediary) by the International Business Brokers Association, which he he completed a maximum Term as a Director.
Lifetime M&AMI (Merger & Acquisition Master Intermediary) by the M & A Source, the leading middle market intermediary association, of which Mr. Frederick was Chariman.
CMC (Certified Management Consultant) from CMC Canada
Fellow of the M&A Source
Fellow of the IBBA

Twenty year extensive involvement in YPO (Young President's Organization) both in Toronto, Canada and Southern California.
Founding Chairman of the WPO (World President's Organization now known as YPO Gold) Southern California Chapter.
Active member of CEO (Chief Executive's Organization) for graduates of YPO.

Other Active Involvement:
ACG (Association for Corporate Growth) US, and founding board of CACG (Canadian Association for Corporate Growth).
NACD (National Association of Corporate Directors) ... Corporate Governance Committee, Family Business Roundtable.
FCD (Forum for Corporate Directors)
NIBA (National Investment Bankers Association)

Values for Clients:

  • Successful rate of closing
  • Achieving optimum value - be it cost of capital, after tax structure, or optimum funding - DHFS delivers.

Compliance Department

For Compliance Related Matters, Please Contact
Richard Querry,
Compliance Officer

Mailing Address:
DH Frederick Securities, Inc.
5000 Birch Street
Suite 3000, West Tower
Newport Beach, CA 92660

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